Lawrence George Dean

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

KROLL SECURITIES LTD.
FRN 466588
- CF4 Partner (AR) (since 2 Mar 2025)
- CF30 Customer (since 2 Mar 2025)
GTO Partners LLP
FRN 929358
- (1)Employed By (since 2 Mar 2025)
LDC (Managers) Limited (no longer approved here)
FRN 147964
- [FCA CF] Client dealing (23 Jul 2020 to 31 Dec 2023)
- [FCA CF] Manager of certification employee (23 Jul 2020 to 31 Dec 2023)
Stage Capital Management Limited (no longer approved here)
FRN 742511
- CF1 Director (18 Jul 2016 to 30 Sep 2017)
- CF30 Customer (18 Jul 2016 to 28 Feb 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.