Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 4 Oct 2010)
    • CF30 Customer (since 4 Oct 2010)
    • (4)Employed By (since 1 Dec 2001)
    • Employed By (since 1 Dec 2001)
  • Procrown Investments Limited (no longer approved here)

    FRN 189028

    • (5)Employed By (1 Dec 2001 to 17 Oct 2012)
    • (3)Employed By (1 Dec 2001 to 15 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

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