Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sona Asset Management (UK) LLP
FRN 814191
- [FCA CF] Client dealing (since 14 Oct 2025)
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- [FCA CF] Client dealing (4 Nov 2024 to 14 Jul 2025)
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- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 Dec 2022)
- [FCA CF] Client dealing (5 Jul 2017 to 29 Jul 2024)
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- [FCA CF] Client dealing (7 Mar 2016 to 20 Jun 2017)
- CF30 Customer (3 Nov 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.