Lawrence Andrew Brown

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (9 May 2019 to 9 Sep 2019)
Freeman Financial Ltd (no longer approved here)
FRN 837985
- (1)Employed By (9 May 2019 to 9 Sep 2019)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (12 Oct 2015 to 21 Sep 2018)
Larry Brown (no longer approved here)
FRN 718733
- Employed By (12 Oct 2015 to 21 Sep 2018)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- CF26 Customer Trading (1 Dec 2001 to 31 Aug 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.