Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 22 May 2023)
    • [FCA CF] Significant management (since 22 May 2023)
    • [FCA CF] Client dealing (since 22 May 2023)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Significant management (19 Nov 2020 to 15 May 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 15 May 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 15 May 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 15 May 2023)
    • CF30 Customer (6 Oct 2008 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Significant management (19 Nov 2020 to 15 May 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 15 May 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 15 May 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 15 May 2023)
    • CF30 Customer (6 Oct 2008 to 6 Mar 2016)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Jan 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.