Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (14 Apr 2025 to 13 Aug 2025)
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- [FCA CF] Client dealing (9 Dec 2019 to 18 Oct 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Oct 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
- [FCA CF] Significant management (9 Dec 2019 to 18 Oct 2024)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (22 Jan 2007 to 31 Oct 2007)
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- [FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
- [FCA CF] Significant management (9 Dec 2019 to 18 Oct 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 18 Oct 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Oct 2024)
- CF30 Customer (1 Dec 2009 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 18 Oct 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Oct 2024)
- [FCA CF] Significant management (9 Dec 2019 to 18 Oct 2024)
- CF30 Customer (1 Dec 2009 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Oct 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 18 Oct 2024)
- CF30 Customer (5 Jun 2009 to 8 Dec 2019)
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- CF27 Investment Management (1 Dec 2001 to 5 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.