Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EBCam Limited

    FRN 921376

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 31 Jul 2020)
    • [FCA CF] Client dealing (since 31 Jul 2020)
    • SMF3 Executive Director (31 Jul 2020 to 18 Dec 2025)
  • WOODWARD MARKWELL FINANCIAL ADVISERS LTD (no longer approved here)

    FRN 146449

    • CF30 Customer (5 Mar 2015 to 31 Dec 2016)
  • Beckett Financial Services Limited (no longer approved here)

    FRN 138104

    • CF30 Customer (20 Jan 2010 to 4 Feb 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 23 Jul 2007)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (9 Mar 2009 to 23 Nov 2009)
  • Laurie Clark (no longer approved here)

    FRN 497295

    • Employed By (9 Mar 2009 to 23 Nov 2009)

Recent activity

Updates to this individual's record on the FCA register.

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