Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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EBCam Limited
FRN 921376
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 31 Jul 2020)
- [FCA CF] Client dealing (since 31 Jul 2020)
- SMF3 Executive Director (31 Jul 2020 to 18 Dec 2025)
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- CF30 Customer (5 Mar 2015 to 31 Dec 2016)
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- CF30 Customer (20 Jan 2010 to 4 Feb 2011)
- CF21 Investment Adviser (1 Dec 2001 to 23 Jul 2007)
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- CF30 Customer (9 Mar 2009 to 23 Nov 2009)
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- Employed By (9 Mar 2009 to 23 Nov 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.