Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Standard Chartered Bank
FRN 114276
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Material risk taker (23 Aug 2023 to 14 Aug 2024)
- [PRA CF] Significant risk taker or Material risk taker (18 Jan 2021 to 1 Nov 2022)
- [FCA CF] Manager of certification employee (12 May 2020 to 8 Apr 2025)
- CF30 Customer (6 Oct 2010 to 6 Mar 2016)
- CF26 Customer Trading (23 Jan 2006 to 30 Jul 2007)
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- CF30 Customer (1 Nov 2007 to 23 Jul 2008)
- CF26 Customer Trading (10 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.