Laurent Fontaine

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Material risk taker (since 10 Feb 2026)
    • [FCA CF] Significant management (since 6 Apr 2023)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Material risk taker (since 10 Feb 2026)
    • [FCA CF] Significant management (since 6 Apr 2023)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (20 Jun 2018 to 8 Jul 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 11 Nov 2019)
    • [FCA CF] Significant management (7 Mar 2016 to 15 Feb 2019)
    • CF28 Systems and controls (30 Sep 2013 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 29 Oct 2015)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (20 Jun 2018 to 8 Jul 2019)
    • [FCA CF] Significant management (7 Mar 2016 to 15 Feb 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 11 Nov 2019)
    • CF28 Systems and controls (30 Sep 2013 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 29 Oct 2015)
    • CF21 Investment Adviser (24 Nov 2003 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 24 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.