Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Client dealing (since 3 Mar 2025)
- [FCA CF] Significant management (11 Mar 2020 to 21 May 2024)
- [FCA CF] Material risk taker (12 Feb 2019 to 12 Oct 2023)
- [FCA CF] Client dealing (21 Aug 2018 to 3 Apr 2023)
- [FCA CF] Manager of certification employee (21 Aug 2018 to 23 May 2024)
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Merrill Lynch International
FRN 147150
- [FCA CF] Client dealing (since 21 Aug 2018)
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- CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.