Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Client dealing (19 Jul 2021 to 1 May 2024)
    • [FCA CF] Manager of certification employee (19 Jul 2021 to 1 May 2024)
    • [PRA CF] Significant risk taker or Material risk taker (19 Jul 2021 to 8 Apr 2025)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF29 Significant management (10 Jul 2013 to 16 Apr 2014)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2015)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.