Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 10 Feb 2026)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Significant management (6 Mar 2017 to 22 Feb 2019)
    • CF30 Customer (6 Aug 2012 to 6 Mar 2016)
    • [FCA CF] Significant management (since 10 Feb 2026)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (since 10 Oct 2025)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (19 Oct 2009 to 27 Apr 2012)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (29 Jul 2004 to 14 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.