Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Significant management (since 10 Feb 2026)
- [FCA CF] Client dealing (since 7 Sep 2016)
- [FCA CF] Manager of certification employee (since 7 Mar 2016)
- [FCA CF] Material risk taker (since 7 Mar 2016)
- [FCA CF] Significant management (6 Mar 2017 to 22 Feb 2019)
- CF30 Customer (6 Aug 2012 to 6 Mar 2016)
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Merrill Lynch International
FRN 147150
- [FCA CF] Significant management (since 10 Feb 2026)
- [FCA CF] Client dealing (since 7 Sep 2016)
- [FCA CF] Manager of certification employee (since 7 Mar 2016)
- [FCA CF] Material risk taker (since 7 Mar 2016)
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Bank of America Europe DAC
FRN 989014
- [FCA CF] Manager of certification employee (since 10 Oct 2025)
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- CF30 Customer (19 Oct 2009 to 27 Apr 2012)
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- CF21 Investment Adviser (29 Jul 2004 to 14 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.