Laurence Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc

    FRN 165935

    • [FCA CF] Client dealing (since 15 Sep 2025)
    • [FCA CF] Manager of certification employee (since 15 Sep 2025)
    • [FCA CF] Material risk taker (15 Sep 2025 to 6 Mar 2026)
  • Morgan Stanley Bank International Limited

    FRN 195430

    • [FCA CF] Manager of certification employee (since 15 Sep 2025)
    • [FCA CF] Client dealing (since 15 Sep 2025)
    • [FCA CF] Material risk taker (15 Sep 2025 to 6 Mar 2026)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (8 May 2025 to 23 Jul 2025)
    • [FCA CF] Material risk taker (18 Aug 2021 to 23 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (18 Aug 2021 to 23 Jul 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 23 Jul 2025)
    • CF30 Customer (16 Jun 2014 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Manager of certification employee (8 May 2025 to 23 Jul 2025)
    • [FCA CF] Material risk taker (18 Aug 2021 to 23 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (18 Aug 2021 to 23 Jul 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 23 Jul 2025)
    • CF30 Customer (16 Jun 2014 to 6 Mar 2016)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Manager of certification employee (8 May 2025 to 23 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (18 Aug 2021 to 23 Jul 2025)
    • [FCA CF] Material risk taker (18 Aug 2021 to 23 Jul 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 23 Jul 2025)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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