Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Material risk taker (18 Dec 2020 to 10 Jan 2022)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 10 Jan 2022)
-
- [FCA CF] Material risk taker (18 Dec 2020 to 4 Jul 2024)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 4 Jul 2024)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 16 May 2024)
- [FCA CF] Client dealing (7 Mar 2016 to 4 Jul 2024)
- CF21 Investment Adviser (1 Dec 2001 to 14 Jul 2004)
-
- [FCA CF] Material risk taker (27 Jan 2020 to 4 Jul 2024)
- [PRA CF] Significant risk taker or Material risk taker (27 Jan 2020 to 4 Jul 2024)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 16 May 2024)
- [FCA CF] Client dealing (7 Mar 2016 to 4 Jul 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.