Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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O'Sullivan Financial Planning Ltd
FRN 951030
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 19 Sep 2022)
- [FCA CF] Client dealing (since 19 Sep 2022)
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- CF30 Customer (25 Sep 2017 to 13 Nov 2017)
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- Employed By (6 Apr 2016 to 4 Jul 2016)
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- CF30 Customer (17 Mar 2016 to 4 Jul 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.