Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 19 Sep 2022)
    • [FCA CF] Client dealing (since 19 Sep 2022)
  • D.S. HOWELL FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 428904

    • CF30 Customer (25 Sep 2017 to 13 Nov 2017)
  • Bevan & Buckland Wealth Management Limited (no longer approved here)

    FRN 702731

    • Employed By (6 Apr 2016 to 4 Jul 2016)
  • M4 Financial Group Limited (no longer approved here)

    FRN 583474

    • CF30 Customer (17 Mar 2016 to 4 Jul 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.