Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (21 Dec 2016 to 5 Jun 2023)
- [FCA CF] Client dealing (21 Dec 2016 to 5 Jun 2023)
- [FCA CF] Manager of certification employee (10 Mar 2016 to 5 Jun 2023)
- CF30 Customer (9 May 2008 to 6 Jan 2010)
- CF21 Investment Adviser (26 Sep 2005 to 20 Aug 2007)
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- [FCA CF] Functions requiring qualifications (21 Dec 2016 to 5 Jun 2023)
- [FCA CF] Client dealing (21 Dec 2016 to 5 Jun 2023)
- [FCA CF] Manager of certification employee (10 Mar 2016 to 5 Jun 2023)
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- CF21 Investment Adviser (26 Sep 2005 to 20 Aug 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.