Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Functions requiring qualifications (21 Dec 2016 to 5 Jun 2023)
    • [FCA CF] Client dealing (21 Dec 2016 to 5 Jun 2023)
    • [FCA CF] Manager of certification employee (10 Mar 2016 to 5 Jun 2023)
    • CF30 Customer (9 May 2008 to 6 Jan 2010)
    • CF21 Investment Adviser (26 Sep 2005 to 20 Aug 2007)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Functions requiring qualifications (21 Dec 2016 to 5 Jun 2023)
    • [FCA CF] Client dealing (21 Dec 2016 to 5 Jun 2023)
    • [FCA CF] Manager of certification employee (10 Mar 2016 to 5 Jun 2023)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (26 Sep 2005 to 20 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

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