Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 23 Aug 2013)
- CF30 Customer (since 22 Dec 2008)
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De Vere Hammond Wealth Management Ltd.
FRN 493198
- Employed By (since 22 Dec 2008)
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- CF30 Customer (1 Nov 2007 to 2 Jan 2009)
- CF21 Investment Adviser (1 Dec 2001 to 7 Nov 2002)
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- CF21 Investment Adviser (9 Jan 2006 to 7 Feb 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.