Laurence Henry Brown

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GSS Financial Planning Limited

    FRN 579330

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (3 Dec 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Dec 2012 to 8 Dec 2019)
    • CF30 Customer (3 Dec 2012 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Dec 2012 to 30 Sep 2018)
  • G S S Financial Planning (1643) (no longer approved here)

    FRN 171629

    • (2)Employed By (12 Jun 2012 to 3 Dec 2012)
  • Dutton & Clark Ltd (3262) (no longer approved here)

    FRN 210468

    • (5)Employed By (17 Feb 2004 to 16 Mar 2005)
  • Clear Financial Management Ltd (3214) (no longer approved here)

    FRN 207691

    • Employed By (15 Feb 2002 to 14 Feb 2004)
  • Best Advice Financial Planning (2657) (no longer approved here)

    FRN 190165

    • Employed By (28 Nov 2000 to 9 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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