Laurence Daniel Zage

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MONUMENT GROUP EUROPE LLP
FRN 581650
- [FCA CF] Client dealing (since 31 Mar 2021)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
- CF30 Customer (9 Oct 2012 to 8 Dec 2019)
- CF4 Partner (9 Oct 2012 to 8 Dec 2019)
- CF10 Compliance Oversight (9 Oct 2012 to 22 Feb 2018)
- CF11 Money Laundering Reporting (9 Oct 2012 to 22 Feb 2018)
- CF3 Chief Executive (9 Oct 2012 to 8 Dec 2019)
JEFFERIES INTERNATIONAL LIMITED (no longer approved here)
FRN 139253
- CF21 Investment Adviser (21 Sep 2005 to 16 Jun 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.