Laurence Anthony Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Laurence Anthony Associates

    FRN 457227

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (3 Nov 2011 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 12 Dec 2012)
    • CF21 Investment Adviser (16 Oct 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (16 Oct 2006 to 8 Dec 2019)
  • Laurence Anthony Associates (no longer approved here)

    FRN 183633

    • Employed By (1 Oct 1998 to 15 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

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