Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (9 Dec 2019 to 22 Jan 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Jan 2020)
- CF10 Compliance Oversight (6 Sep 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (6 Sep 2017 to 8 Dec 2019)
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- CF10 Compliance Oversight (24 Jun 2015 to 1 Sep 2016)
- CF11 Money Laundering Reporting (24 Jun 2015 to 1 Sep 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.