Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 3 Feb 2022)
    • CF30 Customer (since 28 Jan 2022)
    • Employed By (since 28 Jan 2022)
  • KBA FS Limited (no longer approved here)

    FRN 214995

    • (15)Employed By (2 Jul 2020 to 31 Oct 2021)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (2 Jul 2020 to 31 Oct 2021)
    • Appointed representative dealing with clients for which they require qualification (5 Feb 2020 to 31 Oct 2021)

Recent activity

Updates to this individual's record on the FCA register.

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