Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 3 Feb 2022)
- CF30 Customer (since 28 Jan 2022)
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Atherton & Associates Wealth Management Ltd
FRN 922040
- Employed By (since 28 Jan 2022)
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- (15)Employed By (2 Jul 2020 to 31 Oct 2021)
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- CF30 Customer (2 Jul 2020 to 31 Oct 2021)
- Appointed representative dealing with clients for which they require qualification (5 Feb 2020 to 31 Oct 2021)
Recent activity
Updates to this individual's record on the FCA register.
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