Lauren HODGES

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Manager of certification employee (since 17 May 2023)
    • [FCA CF] Client dealing (since 1 Apr 2019)
    • [FCA CF] Manager of certification employee (6 Oct 2020 to 25 Feb 2021)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Manager of certification employee (since 17 May 2023)
    • [FCA CF] Client dealing (since 1 Apr 2019)
    • [FCA CF] Manager of certification employee (6 Oct 2020 to 25 Feb 2021)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (7 Mar 2017 to 29 Mar 2019)
    • CF30 Customer (16 May 2015 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Client dealing (7 Mar 2017 to 29 Mar 2019)
    • CF30 Customer (16 May 2015 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (18 Feb 2013 to 10 Apr 2015)

Recent activity

Updates to this individual's record on the FCA register.

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