Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 18 Dec 2025)
    • [FCA CF] Functions requiring qualifications (22 Jan 2021 to 31 Jul 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (12 May 2022 to 7 Jul 2023)
  • LONDON & COUNTRY MORTGAGES LIMITED (no longer approved here)

    FRN 143002

    • [FCA CF] Functions requiring qualifications (14 Sep 2021 to 8 Mar 2022)

Recent activity

Updates to this individual's record on the FCA register.

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