Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 12 Feb 2026)
    • [FCA CF] Client dealing (since 12 Feb 2026)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 15 Jan 2024)
    • [FCA CF] Functions requiring qualifications (since 15 Jan 2024)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 15 Jan 2024)
    • [FCA CF] Functions requiring qualifications (since 15 Jan 2024)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 15 Jan 2024)
    • [FCA CF] Functions requiring qualifications (since 15 Jan 2024)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 15 Jan 2024)
    • [FCA CF] Functions requiring qualifications (since 15 Jan 2024)
    • CF30 Customer (23 Jun 2015 to 8 Dec 2019)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 15 Jan 2024)
    • [FCA CF] Client dealing (since 15 Jan 2024)
  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • [FCA CF] Client dealing (6 Jan 2021 to 7 Nov 2023)
  • Redmayne-Bentley LLP (no longer approved here)

    FRN 499510

    • CF30 Customer (1 Oct 2009 to 22 Apr 2015)

Recent activity

Updates to this individual's record on the FCA register.

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