Lauren Elizabeth Johnson

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

KROLL SECURITIES LTD.
FRN 466588
- CF30 Customer (since 28 Nov 2022)
Rockefeller Asset Management International Ltd
FRN 972015
- (4)Employed By (since 28 Nov 2022)
Allspring Global Investments (UK) Limited (no longer approved here)
FRN 190608
- [FCA CF] Client dealing (9 Dec 2019 to 9 Sep 2021)
- CF30 Customer (30 Jul 2012 to 17 Jul 2015)
Wells Fargo Securities International Limited (no longer approved here)
FRN 186745
- CF30 Customer (8 Jul 2016 to 12 Apr 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.