Lauren Coleen Boys

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BROOKMANS & BERKELEY WEALTH LTD. (no longer approved here)

    FRN 751572

    • SMF16 Compliance Oversight (9 Dec 2019 to 5 Apr 2021)
    • SMF3 Executive Director (9 Dec 2019 to 5 Apr 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Apr 2021)
    • CF11 Money Laundering Reporting (17 Oct 2016 to 8 Dec 2019)
    • CF1 Director (17 Oct 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Oct 2016 to 8 Dec 2019)
    • CF30 Customer (17 Oct 2016 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (17 Oct 2016 to 14 Nov 2017)
    • Responsible for Insurance Mediation (17 Oct 2016 to 14 Nov 2017)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (2 Sep 2014 to 6 Apr 2016)
    • CF30 Customer (2 Sep 2014 to 6 Apr 2016)
  • Brookmans and Berkeley Wealth Limited (no longer approved here)

    FRN 629543

    • Employed By (2 Sep 2014 to 6 Apr 2016)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (30 Jun 2008 to 22 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

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