Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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W1M Wealth Management Limited
FRN 120776
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 1 Jul 2025)
- [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
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- [FCA CF] Client dealing (9 Feb 2023 to 8 Apr 2026)
- [FCA CF] Functions requiring qualifications (9 Feb 2023 to 8 Apr 2026)
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- [FCA CF] Client dealing (17 Mar 2021 to 6 Jan 2023)
- [FCA CF] Functions requiring qualifications (17 Mar 2021 to 6 Jan 2023)
Recent activity
Updates to this individual's record on the FCA register.
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