Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 Jul 2021)
- [FCA CF] Client dealing (14 Jun 2019 to 12 Oct 2023)
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- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
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- CF30 Customer (11 Nov 2010 to 6 Mar 2016)
- CF21 Investment Adviser (3 Oct 2002 to 28 Oct 2005)
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- CF30 Customer (11 Nov 2010 to 6 Mar 2016)
- CF21 Investment Adviser (3 Oct 2002 to 28 Oct 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.