Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BROOKLANDS COMMERCIAL FINANCE LIMITED
FRN 648940
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- Appointed representative dealing with clients for which they require qualification (since 23 Dec 2021)
- CF1 Director (AR) (since 17 Dec 2021)
- Appointed representative dealing with clients for which they require qualification (30 Sep 2021 to 9 Dec 2021)
- Responsible for Insurance Distribution (1 Oct 2018 to 29 Mar 2019)
- Responsibility for MCD Intermediation (27 Feb 2017 to 29 Mar 2019)
- CF1 Director (27 Feb 2017 to 29 Mar 2019)
- Responsible for Insurance Mediation (27 Feb 2017 to 30 Sep 2018)
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Hera Financial Limited
FRN 959383
- (1)Employed By (since 17 Dec 2021)
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- [FCA CF] Functions requiring qualifications (27 Sep 2021 to 28 Dec 2021)
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- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 12 Jul 2021)
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- Employed By (16 Oct 2016 to 1 Nov 2016)
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- CF1 Director (AR) (14 Oct 2016 to 1 Nov 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.