Laura Ripley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BRI Wealth Management PLC

    FRN 122499

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 24 May 2023)
    • [FCA CF] Client dealing (since 24 May 2023)
  • Optimum Path Financial Planning Ltd (no longer approved here)

    FRN 116336

    • SMF3 Executive Director (21 Feb 2022 to 16 Mar 2023)
    • [FCA CF] Client dealing (8 Jan 2021 to 2 May 2023)
    • [FCA CF] Functions requiring qualifications (8 Jan 2021 to 2 May 2023)

Recent activity

Updates to this individual's record on the FCA register.

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