Laura Michelle Spanton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 24 Nov 2022)
    • Appointed representative dealing with clients for which they require qualification (since 31 Aug 2021)
    • CF1 Director (AR) (since 25 Aug 2021)
  • Chequers Financial Planning Limited

    FRN 954260

    • Employed By (since 25 Aug 2021)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (1 Jul 2018 to 20 Jun 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (15 Feb 2017 to 1 Jul 2018)
    • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
    • CF21 Investment Adviser (11 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Aug 2005 to 11 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.