Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 3 Jun 2024)
- CF30 Customer (since 19 May 2024)
- CF1 Director (AR) (since 17 May 2024)
- CF30 Customer (18 Jun 2020 to 1 May 2024)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 May 2024)
-
Smith Taylor Associates Limited
FRN 1010514
- (1)Employed By (since 17 May 2024)
-
- (12)Employed By (5 Dec 2022 to 1 May 2024)
-
- (6)Employed By (18 Jun 2020 to 1 May 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.