Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 3 Jun 2024)
    • CF30 Customer (since 19 May 2024)
    • CF1 Director (AR) (since 17 May 2024)
    • CF30 Customer (18 Jun 2020 to 1 May 2024)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 May 2024)
    • (1)Employed By (since 17 May 2024)
  • Stan Sherlock Associates Limited (no longer approved here)

    FRN 216385

    • (12)Employed By (5 Dec 2022 to 1 May 2024)
  • Sense Financial Limited (no longer approved here)

    FRN 214827

    • (6)Employed By (18 Jun 2020 to 1 May 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.