Laura Louise Peel

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Foundation Investment Management Limited

    FRN 612117

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 27 Jan 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Connectus Wealth Management Limited

    FRN 940624

    • Employed By (since 27 Jan 2021)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Feb 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2021)
    • CF30 Customer (16 Feb 2017 to 1 Feb 2021)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (22 Nov 2013 to 16 Aug 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.