Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rathbones Investment Management Limited
FRN 116316
- 14. Managing investments
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Manager of certification employee (since 24 Feb 2025)
- [FCA CF] Client dealing (since 1 Mar 2023)
- [FCA CF] Functions requiring qualifications (since 29 Aug 2022)
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- (45)[FCA CF] Client dealing (3 Feb 2020 to 31 Aug 2022)
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- CF30 Customer (11 Nov 2013 to 1 Dec 2015)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (45)[FCA CF] Client dealing at Brunel Pension Partnership Limited