Laura Katie Clifton

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- CF1 Director (AR) (since 25 Sep 2025)
Thrive Finance Limited
FRN 1042477
- (2)Employed By (since 25 Sep 2025)
Mortgage Advice Bureau Limited
FRN 455545
- CF1 Director (AR) (since 26 Jul 2017)
Mortgage Advice Bureau (Derby) Limited
FRN 466154
- CF1 Director (AR) (since 26 Jul 2017)
AIA (Cambridge) Limited
FRN 784773
- (2)Employed By (since 26 Jul 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.