Laura Kathryn Heavey

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited

    FRN 124384

    • [FCA CF] Material risk taker (since 1 Jan 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
    • [FCA CF] Client dealing (since 1 Aug 2016)
    • [FCA CF] Manager of certification employee (28 Mar 2023 to 22 Feb 2024)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Material risk taker (since 1 Jan 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
    • [FCA CF] Client dealing (since 1 Aug 2016)
    • [FCA CF] Manager of certification employee (28 Mar 2023 to 22 Feb 2024)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 21 Apr 2010)
    • CF21 Investment Adviser (20 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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