Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (1 Nov 2007 to 31 Jan 2010)
    • CF21 Investment Adviser (23 Oct 2006 to 31 Oct 2007)
  • Bank of Montreal (no longer approved here)

    FRN 124788

    • CF21 Investment Adviser (5 May 2004 to 1 Aug 2006)
    • CF26 Customer Trading (5 May 2004 to 1 Aug 2006)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2004)
    • CF26 Customer Trading (1 Dec 2001 to 5 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.