Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 11 Sep 2023)
    • [FCA CF] Client dealing (since 11 Sep 2023)
  • RISKSAVE TECHNOLOGIES LTD (no longer approved here)

    FRN 775330

    • CF30 Customer (9 Feb 2022 to 5 May 2023)
  • Farrmore Limited (no longer approved here)

    FRN 495275

    • (3)Employed By (15 Oct 2015 to 30 Nov 2016)
  • Ernest Grant Ltd (no longer approved here)

    FRN 568558

    • (7)Employed By (10 Apr 2012 to 9 Nov 2018)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF30 Customer (2 Apr 2012 to 30 Nov 2016)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (10 Dec 2007 to 21 Aug 2008)

Recent activity

Updates to this individual's record on the FCA register.

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