Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 11 Sep 2023)
- [FCA CF] Client dealing (since 11 Sep 2023)
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- CF30 Customer (9 Feb 2022 to 5 May 2023)
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- (3)Employed By (15 Oct 2015 to 30 Nov 2016)
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- (7)Employed By (10 Apr 2012 to 9 Nov 2018)
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- CF30 Customer (2 Apr 2012 to 30 Nov 2016)
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- CF30 Customer (10 Dec 2007 to 21 Aug 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.