Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 8 Dec 2025)
    • [FCA CF] Manager of certification employee (since 8 Dec 2025)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Manager of certification employee (21 Aug 2020 to 24 Jun 2025)
    • [FCA CF] Client dealing (21 Aug 2020 to 24 Jun 2025)
    • [FCA CF] Significant management (21 Aug 2020 to 24 Jun 2025)
    • [FCA CF] Material risk taker (21 Aug 2020 to 24 Jun 2025)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (18 Oct 2016 to 7 May 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 7 May 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 7 May 2020)
    • CF30 Customer (12 Jul 2012 to 9 Oct 2012)
    • CF21 Investment Adviser (18 Sep 2006 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Manager of certification employee (18 Oct 2016 to 7 May 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 7 May 2020)
    • CF30 Customer (12 Jul 2012 to 9 Oct 2012)
    • CF21 Investment Adviser (18 Sep 2006 to 31 Oct 2007)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Manager of certification employee (18 Oct 2016 to 7 May 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 7 May 2020)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF21 Investment Adviser (29 Oct 2002 to 25 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

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