Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Brunel Pension Partnership Limited
FRN 790168
- (66)SMF3 Executive Director (since 9 Dec 2019)
- (67)SMF1 Chief Executive (since 9 Dec 2019)
- (70)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Dec 2019)
- (71)SMF16 Compliance Oversight (9 Dec 2019 to 16 Dec 2019)
- (74)CF3 Chief Executive (12 Nov 2019 to 8 Dec 2019)
- (75)CF1 Director (16 Mar 2018 to 8 Dec 2019)
- (72)CF11 Money Laundering Reporting (16 Mar 2018 to 8 Dec 2019)
- (73)CF10 Compliance Oversight (16 Mar 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: SMF1 Chief Executive at Brunel Pension Partnership Limited
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controlled function removed: SMF3 Executive Director at Brunel Pension Partnership Limited
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controlled function added: (70)SMF17 Money Laundering Reporting Officer (MLRO) at Brunel Pension Partnership Limited
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controlled function added: (71)SMF16 Compliance Oversight at Brunel Pension Partnership Limited
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controlled function added: (72)CF11 Money Laundering Reporting at Brunel Pension Partnership Limited
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controlled function added: (73)CF10 Compliance Oversight at Brunel Pension Partnership Limited
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controlled function added: (74)CF3 Chief Executive at Brunel Pension Partnership Limited
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controlled function added: (75)CF1 Director at Brunel Pension Partnership Limited
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controlled function added: (66)SMF3 Executive Director at Brunel Pension Partnership Limited
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controlled function added: (67)SMF1 Chief Executive at Brunel Pension Partnership Limited