Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (15 Nov 2017 to 20 Nov 2018)
- CF11 Money Laundering Reporting (15 Nov 2017 to 20 Nov 2018)
- SIMF2 Chief Finance Function (15 Nov 2017 to 20 Nov 2018)
- SIMF7 Group Entity Senior Insurance Manager Function (15 Nov 2017 to 20 Nov 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.