Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (30 Jul 2012 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (27 Nov 2009 to 30 May 2012)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF29 Significant management (1 Nov 2007 to 6 Mar 2009)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (6 Jun 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (22 Oct 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.