Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Toronto-Dominion Bank
FRN 124859
- SMF3 Executive Director (since 10 Feb 2025)
- [FCA CF] Client dealing (since 1 Mar 2023)
- SMF22 Other Local Responsibility (27 Oct 2023 to 10 Feb 2025)
- [FCA CF] Manager of certification employee (1 Mar 2023 to 30 Oct 2023)
- [FCA CF] Material risk taker (1 Mar 2023 to 30 Oct 2023)
- [FCA CF] Client dealing (1 Dec 2017 to 30 Apr 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.