Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Acumen Financial Planning Limited
FRN 218745
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- SMF3 Executive Director (since 19 Mar 2025)
- [FCA CF] Client dealing (since 29 Jul 2021)
- [FCA CF] Functions requiring qualifications (since 29 Jul 2021)
- [FCA CF] Significant management (1 Dec 2022 to 12 May 2025)
- [FCA CF] Manager of certification employee (28 Oct 2021 to 12 May 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.