Laughlan Linton Waterston

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc

    FRN 223304

    • [FCA CF] Client dealing (since 17 Nov 2023)
    • [FCA CF] Manager of certification employee (since 17 Nov 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 21 Feb 2020)
    • [FCA CF] Material risk taker (since 21 Feb 2020)
    • [FCA CF] Client dealing (7 Sep 2016 to 14 Sep 2020)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 14 Sep 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF23 Corporate Finance Adviser (31 Jul 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (17 Mar 2003 to 31 Jul 2006)
  • Sumitomo Mitsui Banking Corporation, London Branch

    FRN 769072

    • [FCA CF] Manager of certification employee (since 17 Nov 2023)
    • [FCA CF] Client dealing (since 17 Nov 2023)
    • [FCA CF] Client dealing (8 Dec 2017 to 14 Sep 2020)
    • [FCA CF] Manager of certification employee (8 Dec 2017 to 14 Sep 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.