Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Jun 2023)
    • SMF16 Compliance Oversight (since 12 Jun 2023)
    • SMF3 Executive Director (since 12 Jun 2023)
    • Responsible for Insurance Distribution (since 12 Jun 2023)
    • SMF16 Compliance Oversight (16 Jul 2021 to 25 Feb 2022)
    • Responsible for Insurance Distribution (16 Jul 2021 to 25 Feb 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (16 Jul 2021 to 25 Feb 2022)
    • SMF3 Executive Director (16 Jul 2021 to 25 Feb 2022)
    • CF1 Director (AR) (5 Dec 2018 to 1 Mar 2021)
    • Responsible for Insurance Mediation (2 Jan 2015 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (2 Jan 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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