Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sense Network Limited
FRN 465124
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 26 Sep 2013)
- CF30 Customer (17 Aug 2012 to 21 Dec 2012)
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Forum Wealth Management Ltd
FRN 227192
- (3)Employed By (since 26 Sep 2013)
- (17)Employed By (26 Aug 2003 to 21 Dec 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.