Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • CF30 Customer (1 Nov 2007 to 20 Jun 2018)
    • CF21 Investment Adviser (28 Feb 2002 to 31 Oct 2007)
    • CF26 Customer Trading (28 Feb 2002 to 31 Oct 2007)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF26 Customer Trading (1 Dec 2001 to 7 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.