Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 12 Feb 2026)
- [FCA CF] Functions requiring qualifications (since 12 Feb 2026)
- [FCA CF] Manager of certification employee (since 12 Feb 2026)
-
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 12 Feb 2026)
- [FCA CF] Manager of certification employee (since 12 Feb 2026)
- [FCA CF] Client dealing (since 12 Feb 2026)
-
Evelyn Partners Investment Management LLP
FRN 580531
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 1 Oct 2024)
- CF30 Customer (7 May 2013 to 8 Dec 2019)
-
- CF30 Customer (1 Nov 2007 to 30 Sep 2013)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 31 Aug 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.